Our People
Roger Peill
Compliance Officer CISL
At Courtiers
Background / Experience
Roger’s an experienced Risk & Compliance practitioner with a breadth and depth of experience across the financial services industry, latterly within the platform and investment management arenas. He’s currently a SMF16 & SMF17 holder and has held various high level roles throughout his career including management, consultancy and director/ ownership. He has extensive experience in risk frameworks, conduct risk, regulatory oversight, FCA compliance and SMCR governance.
Outside Work
Married with one son, Roger is active outside work. He’s a committee member a coach for his son’s team at the local rugby club – a coach for his son’s cricket team and less locally, Roger and his family enjoy holidaying on the slopes.